Investment Advisory Audits

"Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under" :

Financial Year Compliance Audit Status Remarks, If any
FY 2021-22 Completed No adverse remarks from auditor
FY 2022-23 Completed No adverse remarks from auditor
FY 2023-24 Completed No adverse remarks from auditor
Disclosure

Name: Niveshaay Investment Advisors

Investment Advisor SEBI Registration Number: INA000017338

BASL Membership ID:  6276

Registered Office Address: Office no. 508, 5th floor, SNS platina opposite Shrenik Residency, Near OM Sai Row house, Vesu, Surat, Gujarat, 395007

Corresponding SEBI Office Address:  Unit No: 002, Ground Floor, SAKAR I, Near Gandhi gram Railway Station, Opp. Nehru Bridge, Ashram Road, Ahmedabad – 380009

Type: Non-Individual

Validity: Perpetual

Compliance Officer: Vikram Sharma

Contact Details: 8200384930

Disclosure:

The particulars given in this Disclosure Document have been prepared in accordance with SEBI (Research Analyst) Regulations, 2014. The purpose of the Document is to provide essential information about the research and recommendation services in a manner to assist and enable the prospective client/client in making an informed decision for engaging in research and recommendation services before investing. For the purpose of this Disclosure Document, Research Analyst is Niveshaay Investment Advisors (hereinafter referred as “Research Analyst”)

Business Activity:

Research Analyst is registered with SEBI as Research Analyst with Registration No. INH000017338. The firm got its registration on 04/07/2024 and is engaged in research and recommendation Services. The focus of Research Analyst is to provide research and recommendations services to the clients. Analyst aligns its interests with those of the client and seeks to provide the best suited services.

Terms and conditions:

The Research Report or Research Recommendation is issued to registered client. The Research Report /Recommendation is based on fundamental analysis. The Research Report/Recommendation is prepared solely for informational purpose and does not constitute an offer document or solicitation to buy or sell or subscribe for securities or other financial instruments for clients

Disciplinary History:

  1. No penalties / directions have been issued by SEBI under the SEBI Act or Regulations made there under against the Research Analyst relating to Research Analyst services.

  1. There are no pending material litigations or legal proceedings, findings of inspections or investigations for which action has been taken or initiated by any regulatory authority against the Research Analyst or its employees.

Disclaimer:

  1. Investments in securities market are subject to market risks. Read all the related documents carefully before investing.

  1. Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

  1. The fees are paid for Research Report or Research recommendations and are not refundable or cancellable under any circumstances.

  1. We do not provide any guaranteed profit or fixed returns or any other services.

  1. Images any, shared with you are for illustration purposes only.

  1. We are not responsible for any financial loss or any other loss incurred by the client.

  1. Please be fully informed about the risk and costs involved in trading and investing. Please consult your investment advisor before trading. Trade only as per your risk appetite and risk profile.

  1. Trading/investing in stock market is risky due to its volatile nature. Upon accepting our service, you hereby accept that you fully understand the risks involved in trading/investing.

  1. We advise the viewers to apply own discretion while referring testimonials shared by the client. Past performances and results are no guarantee of future performance.

  1. All Report or recommendations shared are confidential and for the reference of paid members only. Any unapproved distribution of sensitive data will be considered as a breach of confidentiality and appropriate legal action shall be initiated.

  1. The Research Report or recommendations must not be used as a singular basis of any investment decision. The views do not consider the risk appetite or the particular circumstances of an individual investor; readers are requested to take professional advice before investing and trading. Our recommendations should not be construed as investment advice.

  1. In case of any query, please email on research@niveshaay.com be rest assured, our team will get back to you and resolve your query. Please state your registered phone number while mailing us.

  1. Reports based on technical and derivative analysis center on studying charts of a stock's price movement, outstanding positions and trading volume, as opposed to focusing on a company's fundamentals and, as such, may not match with a report on a company's fundamentals

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